Market Integrity

Legal measures to protect fairness in Japanese financial markets

Reiwa 5 (Wa) 1052 Financial Instruments and Exchange Act Violation
  1. Reiwa 5 (Wa) 1052 Financial Instruments and Exchange Act Violation
  2. Jurisdiction: Japan (2025-03-10)
  3. Original Case: 令和5(わ)1052 金融商品取引法違反
  4. VictimsUnnamed retail investorsDefendantsTakeshi NakamuraPlaintiffsSecurities and Exchange Surveillance CommissionInvestigatorsTokyo District Public Prosecutors Office Special Investigation UnitProsecutorsKenji MatsumotoDefense AttorneysHiroshi YoshidaJudgesAkiko TanakaInstitutionsTokyo Stock ExchangeFinancial Services AgencyTokyo District Court
  5. Case Tags: Insider Trading;Financial Regulation;White-Collar Crime;Market Integrity