Financial Regulation

The laws and rules governing the operations of financial institutions such as banks and credit unions, often involving scrutiny from agencies like the Consumer Financial Protection Bureau.

Glover v. America's First Federal Credit Union
  1. Glover v. America's First Federal Credit Union
  2. Jurisdiction: United States (August 29, 2025)
  3. VictimsJames GloverDefendantsAmerica's First Federal Credit UnionPlaintiffsJames GloverInstitutionsAmerica's First Federal Credit Union
  4. Case Tags: Consumer Protection Law;Data Breach;Civil Litigation;Financial Regulation
Reiwa 5 (Wa) 1052 Financial Instruments and Exchange Act Violation
  1. Reiwa 5 (Wa) 1052 Financial Instruments and Exchange Act Violation
  2. Jurisdiction: Japan (2025-03-10)
  3. Original Case: 令和5(わ)1052 金融商品取引法違反
  4. VictimsUnnamed retail investorsDefendantsTakeshi NakamuraPlaintiffsSecurities and Exchange Surveillance CommissionInvestigatorsTokyo District Public Prosecutors Office Special Investigation UnitProsecutorsKenji MatsumotoDefense AttorneysHiroshi YoshidaJudgesAkiko TanakaInstitutionsTokyo Stock ExchangeFinancial Services AgencyTokyo District Court
  5. Case Tags: Insider Trading;Financial Regulation;White-Collar Crime;Market Integrity